财政分权、经济竞争对中国能源生态效率影响异质性研究

doi:10.18402/resci.2019.03.11

Abstract

Abstract:

Enhancing energy ecological efficiency is a realistic choice for realizing energy saving and emission reduction and constructing ecological civilization during the 13th Five-Year Plan period in china. Considering ecological and social welfare factors, we used a slacks-based measure data envelopment analysis (SBM-DEA) model to calculate and analyze regional energy ecological efficiency in China from 2000 to 2016 by applying provincial panel data, and utilized a fixed effect model to explore its impact mechanism from the perspective of fiscal decentralization and economic competition. The results indicate that the energy ecological efficiency level in the central and western regions of China was worse than that in the eastern region, and the central region presented a continuous deterioration trend for the 17 years duration. Financial decentralization significantly improved energy ecological efficiency. However, economic competition among local governments reduced energy ecological efficiency. The intersection of fiscal decentralization and economic competition described that economic competition under Chinese fiscal decentralization has worsened China’s energy ecological efficiency. The regional dummy variables showed that economic competition significantly damaged energy ecological efficiency in the eastern and central regions while it helped to improve energy ecological efficiency in western regions. Based on a counterfactual analysis, if the Chinese government would curb the severe intensification of economic competition, energy ecological efficiency can get an average of 1.38% extra improvement each year. At last, we propose policy proposals such as reforming the fiscal decentralization incentive system, strengthening the accountability of audit supervision, upgrading the industrial structure according to its own characteristics, and encouraging local governments to form economic competition and cooperation may be beneficial to raise China’s energy ecological efficiency.

Key words: fiscal decentralization, economic competition, energy ecological efficiency, slacks-based measure data envelopment analysis, counterfactual analysis, heterogeneity

Min ZHOU, Teng WANG, Liang YAN, Xiongbiao XIE. Heterogeneity in the influence of fiscal decentralization and economic competition on China's energy ecological efficiency[J].Resources Science, 2019, 41(3): 532-545.

Figures/Tables 6

Figure 1

Table 1

Table 2

Table 3

Table 4

Figure 2

References 54

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变量	均值	标准差	最小值	最大值	观测数
EEE	0.565	0.263	0.020	1	510
fd	0.506	0.177	0.148	0.906	510
com	-0.013	0.069	-0.243	0.095	510
open	0.345	0.800	0.006	14.722	510
market	0.417	0.217	0.030	1.968	510
ave_gdp	17 664.32	12 304.36	2 759	79 132.93	510
tec	0.092	0.016	0.048	0.131	510
invest	0.572	0.220	0.252	1.328	510
ir	0.060	0.034	-0.007	0.223	510
gs	0.192	0.085	0.077	0.628	510

变量	模型1	模型2	模型3	模型4	模型5
fd	0.423*** （3.31）	0.473*** （3.28）	0.421** （2.49）		0.311** （2.18）
com	-0.593*** （-2.71）	-0.601*** （-2.71）		-0.794*** （5.12）-	-0.597*** （-7.83）
fd×com	-1.570* （-1.71）	-1.723* （-1.90）			-1.461* （-2.11）
open	0.025** （2.24）	0.031** （2.41）	0.033* （1.90）	0.033 （1.78）	0.034* （1.82）
market	-0.383*** （-4.14）	-0.310*** （-4.64）	-0.353*** （-4.72）	-0.392*** （-6.53）	-0.379*** （-4.49）
tec	0.073*** （6.35）	0.067*** （5.44）	0.049*** （7.16）	0.032** （2.77）	0.044*** （5.06）
ave_gdp	7.21e-06*** （3.35）	7.3e-06*** （3.39）	1.32e-05*** （5.87）	1.6e-05*** （9.76）	1.2e-05*** （4.83）
invest	-0.543*** （-6.69）	-0.544*** （-6.32）	-0.436*** （-4.00）	-0.401** （-3.45）	-0.388*** （-3.48）
ir	0.035 （0.09）	0.420 （0.98）	0.273 （1.03）	0.720** （2.38）	0.797** （3.03）
gs	0.836*** （3.70）	1.060*** （4.11）	1.710*** （11.13）	1.180*** （11.25）	1.3670*** （9.31）
时间固定效应	否	否	是	是	是
地区固定效应	否	否	是	是	是
R²	0.553		0.573	0.577	0.589
F	0.000	0.000	0.000	0.000	0.000
Prob(Hausman)			0.000	0.000	0.000
N	510	510	510	510	510

变量	模型5	模型6	模型7	模型8
DumE×com	-0.873** （-2.76）	-0.862*** （-3.51）	-1.280*** （-9.10）	-1.316*** （-9.22）
DumM×com	-0.772 （-1.51）	-0.825** （-2.32）	-0.698*** （-3.88）	-0.704*** （-3.62）
DumW×com	1.512* （1.91）	1.521*** （4.92）	0.847*** （4.07）	0.848*** （4.04）
fd	0.569** （2.62）	0.515*** （3.63）	0.225* （2.19）	0.280** （2.53）
market	-0.216* （-2.01）	-0.234*** （-4.01）	-0.356*** （-5.80）	-0.360*** （-5.70）
tec	0.081** （2.53）	0.066*** （6.26）	0.031** （2.29）	0.029* （2.15）
ave_gdp	8.11e-06** （2.20）	9.13e-06*** （3.57）	1.1e-05*** （5.22）	1.06e-05*** （4.06）
invest	-0.558** （-2.51）	-0.559*** （-6.70）	-0.389*** （-3.45）	-0.422*** （-3.40）
ir	-0.315 （-0.75）	-0.167 （-1.44）	0.731** （2.83）	0.752** （2.67）
gs	1.182** （2.41）	1.368*** （4.36）	1.517*** （9.14）	1.563*** （9.65）
open	0.026 （1.12）	0.032** （2.77）	0.027 （1.69）
时间固定效应	否	否	是	是
地区固定效应	否	否	是	是
R²	0.533		0.621	0.611
F	0.000	0.000	0.000	0.000
Prob(Hausman)			0.000	0.000
N	510	510	510	510

变量	2000-2007		2008-2016
变量	模型9	模型10	模型11	模型12
DumE×com	-0.749** （-3.39）	-0.753** （-4.53）	-1.490*** （-7.75）	-1.510*** （-7.82）
DumM×com	-0.207 （-0.51）	-0.644 （-1.12）	-0.159** （-2.55）	-0.127** （-2.63）
DumW×com	0.027** （3.43）	0.272*** （4.53）	1.122*** （5.81）	1.101*** （5.73）
fd	0.401** （2.53）	0.332** （2.63）	0.348** （2.62）	0.363** （2.74）
market	-0.243** （-2.76）	-0.152** （-2.65）	-0.482*** （-8.38）	-0.484*** （-8.35）
tec	0.112*** （7.35）	0.119*** （7.93）	0.006** （2.50）	0.007** （2.58）
ave_gdp	7.77e-06 （2.05）		7.41e-06*** （5.83）	7.32e-06*** （5.86）
invest	-0.388** （-2.84）	-0.753*** （-4.35）	-0.380** （-2.72）	-0.389** （-2.75）
ir	0.428 （1.19）	0.753** （2.07）	0.167 （0.34）	0.085 （0.16）
gs	0.659 （1.51）	0.876 （1.68）	2.011*** （12.43）	2.032*** （12.01）
open	0.403*** （5.52）	0.495*** （12.31）	0.017 （1.89）
时间固定效应	是	是	是	是
地区固定效应	是	是	是	是
R²	0.622	0.609	0.719	0.703
F	0.000	0.000	0.000	0.000
Prob(Hausman)	0.000	0.000	0.000	0.000
N	240	240	270	270

Heterogeneity in the influence of fiscal decentralization and economic competition on China's energy ecological efficiency

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[15]	ZHU Chenggang,LI Weihong,LI Dalong,LIU Zhiming,FU Lei. Feature analysis of soil physicochemical properties and erodibility of the Yili Valley [J]. Resources Science, 2016, 38(7): 1212-1221.